Rice Financial Products Company (click to return home)
About RFPC
   Overview     Our Team     Offices July 31, 2010  
 

Our Team

Click any of the photos to view the appropriate bio.

J. Donald Rice, Jr.
Don Rice
Chief Executive Officer

  • Founded Rice Financial Products Company in 1993.
  • Oversaw growth of the firm from a derivatives boutique to one of the nation’s fastest growing municipal bond underwriting firms.
  • Managed the firm’s implementation of $30 billion in municipal derivative transactions. 
  • A founding member of Merrill Lynch and Co.’s Municipal Derivative Products Group.
  • MBA from Harvard Business School (with distinction), bachelor’s degree in engineering from Kettering University.

Cristal Baron
Cristal Baron
President
  • Supervises all administrative and operational activities of the firm.
  • Responsible for the overall financial management and integrity of Rice Financial.

  • Previously with JPMorgan Private Bank and Merrill Lynch.

  • MBA from McGill University in Montreal, bachelor’s degree from Howard University

Rodney Ellis

Rodney Ellis
Partner

  • Founder of Apex Securities, Inc., a municipal bond underwriting firm acquired by Rice Financial in 1998.

  • A long-time Texas State Senator.
  • Diverse background in international finance.

  • Law degree from the University of Texas School of Law, master's degree from the Lyndon B. Johnson School of Public Affairs, bachelor's degree from Texas Southern University.

Leonard Jones
Leonard Jones
Partner
  • Head of Public Finance at Rice Financial.

  • 26 years of investment banking experience in the United States, Africa and Latin America.
  • Previously with Morgan Stanley and Smith Barney.
  • MBA from the Stanford University Graduate School of Business, bachelor’s degree in economics from Dartmouth College.

Michael Murray

Michael Murray

Partner

  • A Partner at Rice Financial and Chief Executive Officer of the firm’s Broker/Dealer Division. 
  • Leads Rice Financial’s derivative efforts.
  • Previously led the Financial Engineering Group in Merrill Lynch’s Municipal Markets Division.
  • Bachelor’s degree in computer systems engineering from Howard University.

Tony A. Stovall

Tony Stovall

Partner

  • Formerly co-head of the Investment Banking Department at M. R. Beal & Company.

  • 20 years of municipal finance experience.

  • Bachelor’s degree in economics from Howard University.

Adrienne Archia

Adrienne Archia

Managing Director

Director of Midwest Region

  • Former co-manager of First Albany Capital’s Chicago and Midwest municipal finance efforts.
  • Previously served as Chief Financial Officer of the Chicago Housing Authority.

  • Bachelor’s degree in economics from Spelman College.

William Fisher

William Fisher

Managing Director

Director of Southeast Region

  • Provides investment banking services to clients throughout the Southeast and higher education clients nationwide.
  • Former manager of M.R. Beal & Company.
  • Currently serves as the Designated Bonding Authority for the U. S. Department of Education Historically Black College and University (HBCU) Capital Financing Program, providing loan servicing services to a billion dollar portfolio.
  • Bachelor's degree from Howard University.

Kevin M. Schuyler
Kevin M. Schuyler

Managing Director
  • 25 years of experience in municipal investment banking.
  • Experience with water and sewer, special revenue, occupancy tax, resource recovery, airport, certificate of participation, general obligation, tax increment, special assessment and derivative transactions.
  • Previously a Managing Director at BB&T Capital Markets and Advest, Inc.
  • Bachelor’s degree in computer information science from Temple University.

David Womack
David
Womack
Managing Director

Director of Northeast Region

  • 27 years of experience as an investment banker and financial advisor.

  • Former Director in the Infrastructure Group at Citigroup.

  • MBA from the Amos Tuck School of Business Administration at Dartmouth College, bachelor’s degree from Yale University.

Dionyse Fitzwilliam
Dionyse Fitzwilliam
Senior Vice President
  • Responsible for all major quantitative analysis at Rice Financial.
  • Leads the marketing effort for the structuring, execution and administration of municipal interest rate derivative products.

  • Formerly a member of Merrill Lynch’s Tax-Exempt Money Markets and Capital Markets groups.

  • Bachelor’s degree in finance (summa cum laude) from Baruch College CUNY.

Philip Smith
Philip Smith

Senior Vice President
  • 15 years of municipal finance experience working with a variety of credits and financing structures.
  • Bachelor’s degree in economics (highest honors) from Hampton University.

Karlos Allen

Karlos Allen

Vice President

  • Joined Rice Financial in 2010 from RBC Capital Markets.  Previously with First Southwest Company.
  • Provides investment banking services to issuers throughout Texas and has participated in the issuance of over $7 billion in municipal bonds.

  • Bachelor’s degree from the University of Houston.

  • Bachelor’s degree in business administration from Northeastern University.

Shannon Briggs

Shannon Briggs

Vice President

  • 18 years of experience in professional services marketing.

  • Directs marketing and communication efforts.

  • Former Vice President of Marketing at George K. Baum & Company.
  • Bachelor’s degree in liberal arts from the University of Missouri–Kansas City.

Dennis Conroy

Dennis Conroy

Vice President

  • Manages the finance and regulatory reporting functions of Rice Financial’s broker/dealer subsidiary, Rice Securities, LLC.

  • 10 years of experience, including five years as the Chief Accounting Officer for the first public company to formally combine financial planning and tax preparation services.
     
  • MBA from Pace University’s Lubin School of Business, bachelor’s degree from the State University of New York.

Jerome Cox
Jerome Cox

Vice President
  • Has assisted in the structuring and execution of more than $1 billion in senior managed municipal bond and swap transactions.

  • Previously employed in Citigroup’s Public Finance Department.

  • Bachelor’s degree with concentration in finance and accounting from Clark Atlanta University.

Carmen Munoz

Carmen Munoz

Vice President

  • Joined Rice Financial in 1995.

  • Manages daily operations, including payroll, insurance benefits, equipment research and procurement, event planning, and personnel supervision and training.

Jose Yandun

Jose Yandun

Vice President

  • Joined Rice Financial in 2010 from MFR Securities where he was a Vice President and a founding member of the firm’s public finance practice.
  • Previously a Vice President with Ramirez & Co., where he worked directly on 44 senior managed financings totaling more than $2.9 billion.

  • Bachelor’s degree in business administration from the Pace University Lubin School of Business in New York City.

Gayle Davis

Gayle Davis
Senior Associate

  • Provides analytical and client management services to municipal clients and higher education institutions nationwide.

  • Currently serves as the Designated Bonding Authority for the U. S. Department of Education Historically Black College and University (HBCU) Capital Financing Program, providing loan servicing services to a billion dollar portfolio.

  • Previously with Goldman, Sachs & Co. and Jackson Securities.

  • Bachelor’s degree in economics (cum laude) from New York University.

Vikas Dayal

Vikas Dayal

Associate

  • Former Analyst with JPMorgan, where he provided analytical support and transactional execution for over $1 billion of senior managed municipal bond and swap transactions.

  • Bachelor’s degree in economics from the University of Michigan.

Alistair Featherstone
Alistair Featherstone

Associate
  • 9 years of experience in public finance providing quantitative structuring, analytical recommendations and financial due diligence.
  • Formerly with Banc of America Securities, Merrill Lynch and JPMorgan.

  • BBA in finance and accounting from the University of Michigan Business School.

Chia Siu
Chia Siu

Associate
  • Formerly with Citigroup, where she collaborated with deal teams to structure and execute more than $1 billion of municipal asset-backed financings.
     
  • Specializes in quantitative analysis and transaction modeling for state housing agencies and student loan issuers.

  • Bachelor’s degree in economics (magna cum laude) from Columbia University.

Curry Cheek

Curry Cheek

Analyst

  • Formerly employed with UBS as a Financial Analyst, where she provided analytical support in the execution of new money and conversion transactions for more than $1 billion of tax-exempt debt, including securities in the auction rate, variable rate demand bond and fixed rate markets.

  • A.B. degree in economics from Harvard College.

Howard Mackey, III

Howard Mackey
President of Broker/Dealer

  • President of the Broker/Dealer Division at Rice Financial and Manager of Underwriting, Sales & Trading.

  • 26 years of experience, including 19 years managing sales, trading and underwriting desks.

  • Directs a team of seasoned institutional salespeople and underwriters at Rice Financial averaging 25 years of experience.

  • Former head of the Municipal Bond Sales, Trading and Underwriting Department at M. R. Beal & Company and a Managing Director and Partner with Pryor, McClendon, Counts & Company.

  • MBA in finance from Columbia University, bachelor’s degree in business finance from Howard University.

Robert Bergamini
Robert Bergamini

Managing Director

  • 40-year sales and trading veteran.
  • Previously with Standard and Poor’s Pricing Services, Thompson McKinnon, Advest & Co., Banc One and M.R. Beal & Company.
  • Bachelor’s degree in retail marketing (cum laude) from The New York Technical College.



James Bogorowski
James Bogorowski

Managing Director
  • 28 years of experience in municipal bond sales.
  • Previously with Lehman Brothers, Merrill Lynch and Advest.
  • Bachelor’s degree in economics from Gettysburg College.

Carol Mackoff
Carol Mackoff

Managing Director
  • 32-year industry veteran and manager of Rice Financial ’s Chicago institutional sales desk.
  • MBA from Northwestern University's Kellogg Graduate School of Management, master’s degree in teaching from Northwestern University, bachelor's degree from the University of Michigan.

Tim Barbera
Tim Barbera
Senior Vice President
  • 11 years of municipal bond trading experience, including institutional sales and brokering. 

  • Previously with Titus & Donnelly L.L.P.

  • MBA and bachelor’s degree from Seton Hall University.

Kenneth G. Bruce Jr.

Kenneth Bruce, Jr.
Senior Vice President

  • 27 years of experience in institutional sales.

  • Bachelor’s degree in business and finance from Southwest Missouri State University.

Geoffrey Carey
Geoffrey Carey
Managing Director

  • 28 years of experience in the municipal securities market. 

  • Formerly a Director in the municipal department at Wachovia Securities and a Senior Vice President at M. R. Beal & Company.
  • Bachelor’s degree from Marist College.



Margaret Carle
Margaret Carle

Senior Vice President
  • 19 years of experience in institutional sales.
  • Previously with M. R. Beal & Company, Kidder Peabody, Fiduciary Trust, Swiss Bank, RD White and Southwest Securities, among others. 
  • Bachelor's degree from Mt. Saint Mary's

Kenneth Kramer
Kenneth Kramer

Managing Director

  • 26 years of experience selling municipal bonds to institutional accounts.
  • Previously employed with Liss, Tenner and Goldberg; Glickenhaus; and Belle Haven.
  • Bachelor’s degree from the State University of New York at Stonybrook.



Jay Morrell

Jay Morrell

Senior Vice President

  • 28 years of experience selling and trading municipal bonds.


  • Previously with Chapdelaine & Co., Bear Stearns & Co., First Union/Wachovia and CIBC.

  • Bachelor’s degree in business administration from Norwich University.

Miguel Cepeda
Miguel Cepeda

Operations Manager
  • 24 years of experience in financial services.

  • Responsible for the day-to-day operations of the firm's Sales and Trading Department.


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